Regulatory Compliance Assessment

When an examiner performs a Review, they assess and grade your financial institution using virtually the same regulations specified by our service. By assessing the financial institution’s level of regulatory compliance prior to an actual audit, appropriate actions can be taken in advance. eScope Solutions simplifies the process of interpreting regulations and how they apply to you. A level of compliance for each regulation is determined by an eScope Solutions Security Engineer, who makes recommendations and generates a report detailing all results.

Any or all of the items reviewed could be a part of your next audit. Knowing what areas will be looked at, what questions may be asked, and where the institution's environment could use improvement is extremely valuable.

Gramm Leech Bliley Act

eScope Solutions includes FDIC, NCUA, FFIEC and other regulations in our own Best Practices Compliance Standards. By testing your organization's network using this comprehensive approach, you will know down to the exact regulation what your regulatory compliance issues are.

eScope Solutions has worked with most data processors and understands the security requirements necessary to maintain comprehensive security integrity throughout your network. Since every network is unique, understanding how your data processor affects the rest of your network allows eScope Solutions to make qualified recommendations to further enhance your network's security.

Regulatory Compliance Categories